Compliance officers are faced with increased challenges regarding SEC and FINRA regulations as regulatory reporting requirements are more complex. Increased scrutiny and oversight is a necessity due to changes in trading patterns and advancements in technology. TRAFIX Compliance reporting suite offers a comprehensive set of reports that provides broker-dealers and investment advisors ability to comply with data driven regulations in a global trading environment.
To learn more about our products or to request a demo, please contact (646) 779-3480 | sales@trafix.com
Main Office
646-779-1760
Sales
646-779-3480sales@trafix.com
EU Sales
+44 (0) 20 3855 6089sales@trafix.com
Support
646-779-1825support@trafix.com
EU Support
+44 (0) 11 3868 2668 support@trafix.com
Offices
(Mailing & Billing)
34 Willis Avenue, 2nd Floor
Mineola, NY 11501
6600 Chase Oaks Blvd
Suite 150
Plano, TX 75023
The Broadgate Tower, 12th Floor
20 Primrose Street
London EC2A 2EW